+1-305-772-9712
contact@complianceaid.pro

AML/CFT/CFP/FCP Services

ComplianceAid SERVICES INCLUDES, RISK-BASED ANTI-MONEY LAUNDERING (AML), COUNTER FINANCING OF TERRORISM (CFT) AND FINANCIAL CRIMES PREVENTION:

PILLAR I - POLICIES AND PROCEDURES COMPLIANCE PROGRAM

  • Internal Policies, Procedures and Controls Manual
    • Development
    • Enhancement
    • Template
    • Gap Assessment
  • Risk Management Program
    • Business AML/CFT Risk Assessment
      • Develop
      • Enhance
      • Conduct (Annually)
    • Customer Risk Rating Assessment
      • Develop
      • Enhance
      • Conduct (Annually)
  • Customer On boarding / Know Your Customers (KYC)
    • Customer Relationship Management System
    • KYC Remediation / KYC Look back
    • Transaction Monitoring Look back
    • Suspicious Activity Report (SAR) Look-Back/Investigation
    • Enhance Due Diligence (EDD)
    • Sanctions False Positive Remediation
    • Sanctions Gap Assessment
    • PEP Remediation
    • Assistance in Selecting
      • Customer On-boarding System
      • Transaction Monitoring Software Applications
      • Document Management System
      • Regulatory Compliance Database
  • Customer Screening
    • theList.pro System
    • Assistance in Selecting Other Sanction Screening Solutions
  • Implementation
    • Setup program per department

Pillar II - Compliance Officer

  • External
    • Anti-Money Laundering Compliance (Reporting) Officer (MLCO/MLRO) Function
    • AML/CFT Compliance Officer Advisory Function
  • Internal
    • Compliance Officer (CO) Candidate Pre-Selection (for hiring)
    • Mentoring/Shadowing program
    • Assistance on demand (Money Laundering Compliance/Reporting Officer)

Pillar III - AML/CTF/CFP TRAINING

(AVAILABLE: ONLINE RECORDED, ONLINE LIVE, IN-PERSON)
  • Annual Training
    • Staff
    • Board of Directors
    • Senior Management
  • Specialized Training
    • New Employee
    • Compliance Staff
    • Audit Staff
    • Front-Line Staff
    • Back-Office Staff

PILLAR IV - ANNUAL AML/BSA/OFAC/CFT AUDIT

    • Develop Independent Audit Program
    • Conduct Independent Audit
  • Other Services
    • Risk-Based Supervisory Framework and Training Services
    • Regulators
    • Regulatory Exam Preparation
    • Internal Control and Fraud Prevention Program
      • Enhance
      • Develop
      • Implement
    • Corporate Governance & Ethics Program
      • Enhance
      • Develop
      • Implement
    • FATCA/CRS (Diagnostic, Advisory & Implementation)
    • De-Risking/ Correspondent Banking Relationships (CBR)
    • Cybersecurity, Data Privacy and General Data Protection Regulation (GDPR)
    • Enterprise Risk Management
      • Enhance
      • Develop
      • Implement
    • Business Continuity and Disaster Plan
      • Enhance
      • Develop
      • Implement

Joining Instructions

To join the Anti-Money Laundering & Financial Crimes Prevention Hybrid Conference:
Email communication to join the hybrid conference has been sent to all virtual attendees on DATE. If you have not received in your inbox, please check your junk/spam box. This email communication contains your unique URL to access the 2022 ComplianceAid and AMLFC Hybrid Conferences.

If you experience any issues in accessing the live conference, please contact us @ support@amlfc.institute or call us @ 786-538-6260

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