AML Risk Assessment

ComplianceAid assists Financial Institutions (FI) and Designated Non-Financial Businesses and Professions (DNFBPs) with design, develop (draft), implementation of a risk base approach Risk Assessment Program.

A Customer Risk Rating Matrix ensures that customers posing elevated levels of AML/BSA/OFAC/CFT risk are properly identified and monitored. ComplianceAid will assist regulated entities with formulating criteria for risk evaluation in areas including PEPs & Sanctions, Customer Types, Locations, Products and Services as well as Other Factors. The framework developed addresses how to weight and score customers in order to classify each one of them as high, medium (moderate) or low risk.

AML/CFT Risk Assessment

  • Design, develop (draft), implement/ enhance of the Overall Business AML-CFT Business Risk Assessment Program to include:
    • Analysis of Risk Profile
    • Risk Rating Matrix
  • Design, develop (draft), implement/ enhance/ of the AML-CFT Customer Risk Rating Assessment Program and Matrix.

ComplianceAid BSA AML Services LLC

150 SE 2nd Ave, Suite 300, Miami, Florida, 33131, USA
+1 (305) 772-9712

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