+1-305-772-9712
contact@complianceaid.pro

AML/BSA/OFAC/CFT/CFP/FCP Audit

ComplianceAid provides Independent testing of Anti-Money Laundering (AML), Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), Countering the Financing of Terrorism (CFT), Counter Financing of Proliferation (CFP), Human Trafficking (HT) Compliance Programs designed for the financial institutions and Designated Non-Financial Businesses and Professions (DNFBPs). ComplianceAid  proven track record of success and satisfied clientele make it a trusted partner for your AML/BSA/OFAC/CFT/CFP/FCP/HT/ABC Sanction Independent Audit needs.

Our Subject Matter Experts (SMEs) team comprises of former FIU/FSC/FSRC/SEC/FINRA Regulators, Certified Public Accountant (CPA), Certified Management Accountant (CMA), Certified Fraud Examiners (CFE), Certified Regulatory Compliance Managers (CRCM), Certified Anti-Money Laundering & Financial Crimes Professionals (CAMLFC), Certified Fraud Risk Management Professionals (CFRMP), Certified Countering the Financing of Terrorism Professionals (CCFTP), Certified Cybersecurity Professional (CCSP), Certified FinTech Consultant & Professional (CFTCP), Certified Regulatory Anti-Money Laundering, Countering the Financing of Terrorism & Financial Crimes Prevention Professional (CRAMLFC), Certified Countering Human Trafficking Professional (CCHTP), Certified Foreign Corrupt Practices Act Professional (CFCPAP), Certified Anti-Money Laundering Specialist (CAMS) Expert Witness, Attorneys.

COMPLIANCEAID AML/BSA/OFAC/CFT/CFP INDEPENDENT AUDIT PROGRAM INCLUDES BUT NOT LIMITED TO:

  • A complete review of your business’s AML/BSA/OFAC/CTF/CPF/ABC/HT/FCP/Sanction compliance program
  • Analysis of specific country regulatory requirements
  • Evaluation of AML/BSA/OFAC/CTF/CPF/ABC/HT/FCP/Sanction training programs
  • Testing of policy and procedures
  • Transactional testing and evaluation
  • Assessment of the functions and responsibilities of the institution’s compliance officer
  • Customer Due Diligence, “Know Your Customer” (KYC) including source of wealth, risk-based and customer identification program (initial and on-going)
  • Assessment of an adequate risk assessment of products, services, customer base, transactional, delivery channel and geographic location
  • Ascertain sufficient monitor and escalation process for suspicious activity reporting, including parameters for alert system
  • Business compliance with sanctioned countries, individuals, entities and escalation procedures
  • Business compliance with politically exposed persons and ultimate beneficial owners
  • Review of past AML/BSA audit reports to assess the effectiveness of implemented changes

ComplianceAid BSA AML Services LLC

150 SE 2nd Ave, Suite 300
Miami, Florida, 33131, USA
+1 (305) 772-9712
contact@complianceaid.pro

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To join the Anti-Money Laundering & Financial Crimes Prevention Hybrid Conference:
Email communication to join the hybrid conference has been sent to all virtual attendees on DATE. If you have not received in your inbox, please check your junk/spam box. This email communication contains your unique URL to access the 2022 ComplianceAid and AMLFC Hybrid Conferences.

If you experience any issues in accessing the live conference, please contact us @ support@amlfc.institute or call us @ 786-538-6260

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