AML/BSA Audit

ComplianceAid provides Independent testing of Anti-Money Laundering (AML), Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), Countering the Financing of Terrorism (CFT) Compliance Programs designed for the financial institutions and Designated Non-Financial Businesses and Professions (DNFBPs). ComplianceAid  proven track record of success and satisfied clientele make it a trusted partner for your AML/BSA/OFAC/CFT Independent Audit needs.

Our Subject Matter Experts (SMEs) team comprises of former FIU/FSC/FSRC/SEC/FINRA Regulators, Certified Public Accountant (CPA), Certified Management Accountant (CMA), Certified Fraud Examiners (CFE), Certified Regulatory Compliance Managers (CRCM), Certified Anti-Money Laundering & Financial Crimes Professionals (CAMLFC), Certified Fraud Risk Management Professionals (CFRMP), Certified Countering the Financing of Terrorism Professionals (CCFTP), Certified Cybersecurity Professional (CCSP), Certified FinTech Consultant & Professional (CFTCP), Certified Regulatory Anti-Money Laundering, Countering the Financing of Terrorism & Financial Crimes Prevention Professional (CRAMLFC), Certified Anti-Money Laundering Specialist (CAMS) Expert Witness, Attorneys.

COMPLIANCEAID AML/BSA INDEPENDENT AUDIT PROGRAM INCLUDES BUT NOT LIMITED TO:

  • A complete review of your business’s AML/BSA/OFAC/CTF compliance program
  • Analysis of specific country regulatory requirements
  • Evaluation of AML/BSA/OFAC/CFT training programs
  • Testing of policy and procedures
  • Transactional testing and evaluation
  • Assessment of the functions and responsibilities of the institution’s compliance officer
  • Customer Due Diligence, “Know Your Customer” (KYC) including source of wealth, risk-based and customer identification program (initial and on-going)
  • Assessment of an adequate risk assessment of products, services, customer base, transactional, delivery channel and geographic location
  • Ascertain sufficient monitor and escalation process for suspicious activity reporting, including parameters for alert system
  • Business compliance with sanctioned countries, individuals, entities and escalation procedures
  • Business compliance with politically exposed persons and ultimate beneficial owners
  • Review of past AML/BSA audit reports to assess the effectiveness of implemented changes

ComplianceAid BSA AML Services LLC

150 SE 2nd Ave, Suite 300
Miami, Florida, 33131, USA
+1 (305) 772-9712
contact@complianceaid.pro

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