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Industry News

October 19, 2023

The United Kingdom Financial Conduct Authority Announce Findings on Handling Money Mule

On October 19, 2023, The UK Financial Conduct Authority (FCA) announce key findings on handling Money Mule Activities. To Access full article: Click here
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September 29, 2023

FinCEN announces $15 Million Civil Money Penalty against Shinhan Bank America for Violations of the Bank Secrecy Act

On September 29, 2023, The U.S. Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a $15 million civil money penalty against Shinhan Bank America (SHBA) for willful violations of the Bank...
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September 25, 2023

Deutsche Bank Subsidiary DWS will pay $25 Million for Anti-Money Laundering Violations and Misstatements Regarding Environmental, Social, and Governance (ESG) Investments

The U.S. Securities and Exchange Commission charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in two separate enforcement actions, one...
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March 30, 2023

The Office of Foreign Assets Control (OFAC) fines Wells Fargo Bank, N.A. (“Wells Fargo”) $30,000,000 for Apparent Violation of Sanctions

On March 30, 2023, The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with Wells Fargo Bank, N.A. (“Wells Fargo of $30,000,000 to settle...
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March 15, 2023

The Office of the Comptroller of the Currency (OCC) Issues Prohibition Order, Fines Former Wells Fargo Executive $17 Million

On March 15, 2023, The Office of the Comptroller of the Currency (OCC) announced the issuance of a prohibition order and a $17 million civil money penalty by consent against...
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January 24, 2023

U.S. The Federal Reserve Board (FRB) fines Popular Bank 2.3 Million

January 24, 2023, “The Federal Reserve Board (FRB), announced a fined against Popular Bank, of New York, New York, for $2.3 million for processing six Paycheck Protection Program (PPP) loans...
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November 4, 2022

The US Securities and Exchange Commission Charged Trade Coin Club and Three US Promoters $295 Million for Connection in a Bitcoin Ponzi Scheme

November 4th, 2022, The United States Securities and Exchange Commission (SEC) announced charges against Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor and Jonathan Tetreault for their roles in Trade...
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November 1, 2022

FinCEN issues Financial Trend Analysis of Ransomware related Bank Secrecy Act (BSA) data

On November 1st, 2022, “The Financial Crimes Enforcement Network (FinCEN) issued its most recent Financial Trend Analysis of ransomware-related Bank Secrecy Act (BSA) filings for 2021, indicating that ransomware continued...
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October 24, 2022

Credit Suisse agreed to pay $234M to settle French Tax Fraud

October 24th, 2022, French prosecutors stated Credit Suisse has agreed to pay 238 Million Euros ($234 million) to settle tax fraud allegations, the latest blow for the embattled Swiss bank....
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