December 8th 2022

Critical functions of a Risk-Based
AML/CFT/CFP/FCP Hybrid Seminar
Register Now!

Agenda

OVERVIEW

Agenda

Facilitator

Venue

Agenda

Critical functions of a Risk-Based Anti-Money Laundering, Countering the Financing of Terrorism and Countering the Financing of Proliferation, Financial Crimes Prevention Program
Tailored for Antigua and Barbuda and the Organization of Eastern Caribbean States (OECS)
Practical One Day AML/CFT/CFP Hybrid Seminar

Seminar Registration

Included with this Seminar registration fee:
  • Certificate of Attendance
  • Digital copy of seminar presentations
  • Coffee breaks (2)
  • Plated Lunch (1)
PRICING (In USD)

Critical functions of a Risk-Based AML/CFT/CFP/FCP Hybrid Seminar

December 8th 2022

$549

ComplianceAid and the AMLFC Institute are registered sponsor on the NASBA National Registry of CPE Sponsors. The recommended CPE credits for this conference are in accordance with NASBA standards.

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OVERVIEW
AGENDA
FACILITATOR
VENUE

ComplianceAid and AMLFC Institute in association with Antigua & Barbuda International Institute of Technology will host a one-day AML/CFT/CFP Hybrid seminar tailored to Antigua and Barbuda and the Organisation of Eastern Caribbean States (OECS) market on Thursday December 8th, 2022, at The Antigua and Barbuda International Institute of Technology (ABIIT) in Antigua. This seminar will provide practical guidance to assist in safeguarding your institution with proper Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), Countering the Financing of Proliferation (CFP) and Financial Crimes Prevention (FCP) measures.

During the seminar we will discuss the risk-based approach and provide guidance to assist your institution in meeting its obligations. Additionally, regulators have been emphasizing the importance of Know your Customer (KYC)/Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), but some institutions have failed in achieving that goal. In this seminar, through the use of case studies, scenarios and role play, participants will learn how to conduct risk-based KYC/CDD, ask the right questions about the ultimate beneficiary of the funds, uncover politically exposed persons and undertake effective enhanced due diligence measures.

At the end of this one-day seminar participants will have learned how to:

  • identify and handle various money laundering, terrorist financing and proliferation financing schemes for instance: trade-based money laundering, fraud and other scams
  • conduct effective know your customer, customer due diligence and enhanced due diligence
  • develop a risk-based AML-CFT-CFP-FCP Program
  • learn how to develop a risk-based customer risk rating matrix for their institution (A customer risk rating matrix ensures that customers posing elevated levels of AML/CFT/CFP are properly identified and monitored)

WHO SHOULD ATTEND

This seminar is ideal for Board Members, Regulated Business Owners, Management, Compliance Officers, Auditors, Government Regulators, Law Enforcement Officers, Internal & External Auditors, Risk Management Specialists from all AML-CFT-CFP regulated industries to include Attorneys, Accountants, Car Dealerships, Casinos & Gaming, Commercial Banks, Credit Institutions, Credit Unions, Dealers in High Value & Luxury Goods, Dealers of Precious Metal, Art or Jewelry, Development Banks, Import & Export Businesses, Insurance Companies, International Banks, Money Value Transfer Services (MSB), Mortgage Companies, Offshore Banks, Real Estate, Service Providers, Travel & Leisure, Trust & Company, etc.

BENEFITS OF ATTENDING

  • Up to 6 CPEs are awarded
  • Certificate of attendance is provided
  • Comply with mandatory AML-CFT-CFP-FCP annual training requirements

ComplianceAid and the AMLFC Institute are registered sponsor on the NASBA National Registry of CPE Sponsors

The recommended CPE credits for this seminar are in accordance with NASBA standards.

TIME: 9:00 – 4:00pm
Morning Session 9:00 – 12:00

Afternoon Session 1:00pm – 4:00pm

Topics to be covered during the one-day hybrid seminar:

Morning Session

  • AML-CFT-CFP-FCP Trends 2022
  • AML-CFT-CFP-FCP Obligations under Laws and Regulations in OECS
  • Roles & Responsibilities in AML-CFT-CFP
  • Risk Based AML/CFT/CFP Policies & Procedures
  • Know Your Customer (KYC)
  • Customer Identification and Verification
  • Customer Due Diligence (CDD)
  • Politically Exposed Persons (PEP)
  • Ultimate Beneficial Owners (UBO)
  • Artificial Intelligence, Machine Learning and Facial Recognition in AML-CFT-CFP-FCP

Afternoon Session

  • Enhanced Due Diligence (EDD) / High Risk Customers (HRC)
  • Customer Risk Rating (CRR)
  • Transaction Monitoring (TM) to include Rules-Based vs. Behaviour-Based
  • Suspicious Activity/Transaction Report (SAR/STR)
  • Terrorism in the Caribbean
  • Non-Profit Organization (NPOs)
  • Human Trafficking in the Caribbean
  • Sanctions
  • Cybersecurity and Privacy
  • AML/CFT/CFP/FCP obligations around Digital/Virtual Assets/FinTech

Ms. Michelle Martin, CAMLFC, CAMS, MACC, ACA
Chairman & CEO
ComplianceAid & AMLFC Institute

Ms. Michelle Martin is Chairman & CEO, ComplianceAid, and AMLFC Institute. She possesses twenty-eight years of experience in banking, insurance, regulatory compliance, public and private accounting. She is a Certified Anti-Money Laundering & Financial Crimes Prevention Professional (CAMLFC) and Certified Anti-Money Laundering Specialists (CAMS). Founder of the Anti-Money Laundering and Financial Crimes Institute (AMLFC Institute) in addition to founding co-chair of the ACAMS South Florida Chapter. She is also an Accredited Claims Adjuster. During the last few years; Ms. Martin was invited speaker at 67 Conferences in 58 countries where 39,000+ Financial Industry executives were educated on Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), Counter Financing of Terrorism (CFT), Counter Financing of Proliferation (CFP), Financial Crimes Prevention (FCP), Corporate Governance, Ethics, Foreign Account Tax Compliance Act (FATCA)/Common Reporting Standard (CRS), De- Risking, Correspondent Banking Relationships (CBR), FinTech, Cryptocurrency, Central Bank Digital Currency, Data Privacy, General Data Protection Regulation (GDPR),CCPA & Cybersecurity topics. She dispensed Annual BSA/AML/OFAC/CTF/CFP Training to over 31,000 staff, management and board of 35 regional and local businesses. She educated, at 51 joint seminars with Government Entities and Professional Organization, 39,000 professionals including bankers, attorneys, accountants and compliance officers active in over 31 industries. Ms. Martin also trained over 2,000 Senior Public Officials, Members of Parliament and Ministers from the Caribbean. She developed and implemented over 100 BSA/AML/OFAC/CTF/CFP/FCP Policies, Procedures and Risk Assessment Program for Financial Institutions active in multi-jurisdiction that led to uniform risk mitigating procedures design to detect, deter, prevent for compliance with laws and regulations of 21 countries. She also contributed with 89 mainstream media (TV, Radio, Newspaper, Magazine) to produce reports on Anti-Money Laundering issues directed toward the general public or business community. Ms. Martin instituted the customer risk rating system of a top U.S. Bank with customer base of 7.5 million and coordinated an enhanced due diligence (EDD) remediation project of all high-risk customers. Ms. Martin holds a Bachelor in Accounting and a Master in Accounting Information Systems from the Florida International University.

ABOUT COMPLIANCEAID

ComplianceAid, is an international consulting firm specializing in Anti-Money Laundering (AML), Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), Countering the Financing of Terrorism (CFT), Countering the Financing of Proliferation (CFP), Financial Crimes Prevention (FCP), Enterprise Risk Management, Corporate Governance, Ethics, Cybersecurity, Cryptocurrency, FinTech, Central Bank Digital Currency (CBDC), Foreign Account Tax Compliance Act (FATCA), Common Reporting Standard (CRS), General Data Protection Regulation (GDPR) and Correspondent Banking Relationships (CBR). The firm offers Advisory & Intelligence Services, Policies and Procedures, Risk Assessments, Audits, Training Programs and Solutions. Its clients are located in sixty-five (65) countries and territories located across the Americas, including the United States, Canada, United Kingdom, Europe, Asia, Africa and the Middle East. Their sizes range from Micro businesses to Fortune 500 Corporations and are active in over fifty-two (52) regulated industries. ComplianceAid services have also been retained by regulators, monitors (Financial Intelligence Units, Financial Service Commission, Securities Commissions, Casino Commissions), central banks, governments and legislatures to provide advisory services.

ABOUT AMLFC Institute

The AMLFC Institute offers professionals, regulators, law enforcement the opportunity to earn certifications in the field of AML, CFT, CFP and FCP. It partners with a network of universities promoting quality education and high standards of ethics. Its global certification scheme produces a wider pool of knowledgeable workers that is recognized internationally. The AMLFC Institute’s curriculum delivers to the marketplace individuals with practical knowledge of the field, able to work for the private sector, regulators, enforcement agencies and governments.

ABOUT Antigua & Barbuda International Institute of Technology

The Antigua and Barbuda International Institute of Technology (ABIIT), established in the twin island nation of Antigua and Barbuda in 2001 has positioned itself as the pace setter for tertiary level education in the Eastern Caribbean. We serve our community through the offering of various Associate Degree programs, and as a test center for both Kyrterion and Pearson Vue. We also serve the OECS as the university partner of the AMLFC Institute, offering opportunities for first-class professional certification.

ABIIT is committed to fostering academic access, scholarship and excellence as it builds a cadre of human resources with the skills, knowledge and attitudes that are current and relevant for the global job market and for continuing studies.

The Antigua and Barbuda International Institute of Technology (ABIIT)
Sir George Walter Highway & Jabberwock Road, P.O.Box 736 Coolidge, St. George’s Antigua, And Barbuda

Joining Instructions


To join the Anti-Money Laundering & Financial Crimes Prevention Hybrid Conference:
Email communication to join the hybrid conference has been sent to all virtual attendees on DATE. If you have not received in your inbox, please check your junk/spam box. This email communication contains your unique URL to access the 2022 ComplianceAid and AMLFC Hybrid Conferences.

If you experience any issues in accessing the live conference, please contact us @ support@amlfc.institute or call us @ 786-538-6260

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